SEC Form 4 · accession 0000899243-15-009985
ARGAN INC · AGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter W Getsinger
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 16, 2015 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | P | 1,000 | $32.50 | A | 2,935 | D | |
| Common StockF1 | Dec 15, 2015 | P | 1,400 | $32.50 | A | 3,335 | I | See Note |
| Common StockF1 | Dec 15, 2015 | P | 900 | $32.6757 | A | 4,235 | I | See Note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $31.82 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Includes 2935 shares directly owned by the reporting person, 900 shares indiretcly owned through an inherited beneficary IRA, 300 shares indiretcly owned through a by trust for children of the reporting person and 100 shares indirectly owned in custody account for children of reporting person.