SEC Form 4 · accession 0001127602-18-032183
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Klein Jr.
Officer — EVP Pres&CEO Mahopac Bank
Period of report
Nov 4, 2018
Accepted (ET)
Nov 6, 2018 · 8:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2018 | F | 96 | $75.97 | D | 23,796 | D | |
| Common Stock | holding | — | — | — | 1,344 | I | by 401K/ISOP | |
| Common Stock | holding | — | — | — | 3,610 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.