SEC Form 4 · accession 0001127602-18-016335
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen S Romaine
Officer — President & CEO · Director
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2018 | F | 483 | $77.97 | D | 39,986 | D | |
| Common Stock | holding | — | — | — | 8,568 | I | by 401(k)/ISOP | |
| Common Stock | holding | — | — | — | 3,871 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vested restricted shares withheld for taxes.