SEC Form 4 · accession 0001127602-17-033427
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis M Fetsko
Officer — EVP, COO, CFO & Treasurer
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | G | 120 | $84.275 | D | 13,666 | D | |
| Common Stock | holding | — | — | — | 3,786 | I | by 401K/ISOP | |
| Common Stock | holding | — | — | — | 4,272 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.