SEC Form 4 · accession 0001127602-17-033226
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. Valenti
Officer — EVP, Corporate Marketing
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | F | 139 | $85.33 | D | 10,601 | D | |
| Common StockF2 | holding | — | — | — | 1,171 | I | By 401(K)/ISOP | |
| Common StockF2 | holding | — | — | — | 398 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- F2Includes shares acquired through profit sharing or 401K contributions.