SEC Form 4 · accession 0001127602-17-031458
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. Valenti
Officer — EVP, Corporate Marketing
Period of report
Nov 4, 2017
Accepted (ET)
Nov 7, 2017 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2017 | F | 84 | $85.20 | D | 9,367 | D | |
| Common Stock | holding | — | — | — | 1,164 | I | By 401(K)/ISOP | |
| Common Stock | holding | — | — | — | 396 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.