SEC Form 4 · accession 0001127602-17-015941
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. Valenti
Officer — EVP, Corporate Marketing
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2017 | F | 61 | $82.67 | D | 9,509 | D | |
| Common StockF3 | holding | — | — | — | 1,116 | I | By 401(K)/ISOP | |
| Common StockF3 | holding | — | — | — | 390 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for taxes.
- F2Includes shares acquired through reinvestment of quarterly dividends.
- F3Includes shares acquired through profit sharing or 401K contributions.