SEC Form 4 · accession 0001127602-17-007916
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Boyce
Officer — EVP, Pres. & CEO Tompkins Ins.
Period of report
Feb 22, 2017
Accepted (ET)
Feb 23, 2017 · 8:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | S | 704 | $89.68 | D | 21,147 | D | |
| Common StockF1 | holding | — | — | — | 569 | I | by 401(k)/ISOP | |
| Common StockF1 | holding | — | — | — | 1,980 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through profit sharing or 401K contributions.