SEC Form 4 · accession 0001127602-16-068036
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Klein Jr.
Officer — EVP Pres&CEO Mahopac Bank
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | F | 156 | $84.76 | D | 18,914 | D | |
| Common Stock | holding | — | — | — | 1,116 | I | by 401K/ISOP | |
| Common Stock | holding | — | — | — | 3,157 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for taxes.