SEC Form 4 · accession 0001127602-16-067733
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M McKenna
Officer — EVP, Tompkins Bank of Castile
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | S | 958 | $83.36 | D | 7,998 | D | |
| Common Stock | holding | — | — | — | 808 | I | by 401(K) ESOP | |
| Common Stock | holding | — | — | — | 102 | I | by 401(K) ISOP |
Table II — derivative securities
No Table II lines on this filing.