SEC Form 4 · accession 0001127602-16-061185
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis M Fetsko
Officer — EVP, COO, CFO & Treasurer
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 9:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | S | 672 | $72.04 | D | 12,086 | D | |
| Common StockF1 | holding | — | — | — | 3,479 | I | by 401K/ISOP | |
| Common StockF1 | holding | — | — | — | 4,027 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through profit sharing or 401K contributions.