SEC Form 4 · accession 0001127602-16-050615
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis M Fetsko
Officer — EVP, COO, CFO & Treasurer
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 8:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | S | 400 | $65.70 | D | 11,788 | D | |
| Common Stock | May 2, 2016 | S | 300 | $65.50 | D | 11,488 | D | |
| Common StockF1 | holding | — | — | — | 3,361 | I | by 401K/ISOP | |
| Common StockF1 | holding | — | — | — | 3,975 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through profit sharing or 401K contributions.