SEC Form 4 · accession 0001127602-16-050396
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. Valenti
Officer — EVP, Corporate Marketing
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | A | 152 | $66.03 | A | 8,297 | D | |
| Common StockF2 | holding | — | — | — | 1,019 | I | By 401(K)/ISOP | |
| Common StockF2 | holding | — | — | — | 290 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. The Restricted Stock grant has a one-year vesting period.
- F2Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.