SEC Form 4 · accession 0001127602-15-025280
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosemary G. Hyland
Officer — EVP, Human Resources
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2015 | S | 1,588 | $54.71 | D | 0 | I | 401(k)/ISOP |
| Common StockF2 | holding | — | — | — | 9,203 | D | ||
| Common StockF3 | holding | — | — | — | 1,444 | I | By 401(K)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transfer of Company stock in reporting person's 401(K) account into other investment funds that do not contain Company stock.
- F2Includes shares acquired through reinvestment of quarterly dividends.
- F3Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.