SEC Form 4 · accession 0001127602-15-024987
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Fulmer
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 17, 2015 · 8:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2015 | G | 1,000 | $0.00 | D | 70,393 | D | |
| Common Stock | holding | — | — | — | 0 | I | by ESOP | |
| Common Stock | holding | — | — | — | 28,155 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift to charitable gift fund.
- F2Includes 10,796.03 shares previously owned indirectly through the company's 401(K) Plan.