SEC Form 4 · accession 0001127602-15-017397
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Klein Jr.
Officer — EVP Pres&CEO Mahopac Bank
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 8:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | S | 500 | $50.85 | D | 15,424 | D | |
| Common StockF1 | holding | — | — | — | 949 | I | by 401K/ISOP | |
| Common Stock | holding | — | — | — | 2,870 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.