SEC Form 4/A · accession 0001127602-15-005940
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John E Alexander
Director
Period of report
Aug 1, 2014
Accepted (ET)
Feb 13, 2015 · 1:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2014 | P | 4,000 | $44.35 | A | 39,151 | D | |
| Common StockF1 | Aug 4, 2014 | P | 1,000 | $43.66 | A | 40,489 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Amendment is being filed to correct the reporting person's holdings as reported in Column 5 of his Form 4 filed on 9/30/2014, which inadvertently omitted 2,750 shares from the reporting person's total holdings. These shares also were inadvertently omitted from two Forms 4 filed by the reporting person on 10/6/2014 and 1/6/2015.