SEC Form 4 · accession 0001562180-17-002077
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Mahon
Officer — PRESIDENT AND CEO · Director
Period of report
May 26, 2017
Accepted (ET)
May 30, 2017 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2017 | J | 7,904 | $19.7319 | A | 160,245 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 135,852 | D | ||
| Common Stock | holding | — | — | — | 135,127 | I | BMP | |
| Common Stock | holding | — | — | — | 84,770 | I | ESOP | |
| Common Stock | holding | — | — | — | 26,174 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $16.73 | holding | — | — | — | May 1, 2012 | Jul 31, 2018 | Common Stock | 11,706 | 11,706 | D |
| Stock Options (Right to Buy) | $15.46 | holding | — | — | — | May 1, 2015 | Apr 29, 2021 | Common Stock | 9,709 | 9,709 | D |
| Stock Options (Right to Buy) | $12.75 | holding | — | — | — | May 1, 2011 | Apr 30, 2020 | Common Stock | 3,044 | 3,044 | D |
Explanation of responses
- F1Acquisition of shares through the 401(k) Plan as a result of the 401(k) Plan conversion of stock fund units to whole shares.