SEC Form 4 · accession 0001562180-17-001700
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Mahon
Officer — PRESIDENT AND CEO · Director
Period of report
May 3, 2017
Accepted (ET)
May 3, 2017 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2017 | J | 0 | $0.00 | A | 135,852 | D | |
| Common Stock | holding | — | — | — | 152,341 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 135,127 | I | BMP | |
| Common Stock | holding | — | — | — | 84,770 | I | ESOP | |
| Common Stock | holding | — | — | — | 26,174 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F2 | $16.73 | holding | — | — | — | May 1, 2012 | Jul 31, 2018 | Common Stock | 11,706 | 11,706 | D |
| Stock Options (Right to buy)F3 | $15.46 | holding | — | — | — | May 1, 2015 | Apr 29, 2021 | Common Stock | 9,709 | 9,709 | D |
| Stock Options (Right to buy) | $12.75 | holding | — | — | — | May 1, 2011 | Apr 30, 2020 | Common Stock | 3,044 | 3,044 | D |
Explanation of responses
- F1No transaction to report. Form 4 filed to show aggregate holdings.
- F2Award vests in equal annual installments (adjusted for rounding) on May 1, 2009, 2010, 2011 and 2012.
- F3Award vests in equal annual installments on May 1, 2012, 2013, 2014 and 2015.