SEC Form 4 · accession 0001127602-17-013727
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Pucella
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 30, 2016
Accepted (ET)
Apr 4, 2017 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | A | 21,542 | $20.10 | A | 76,356 | I | Esop |
| Common StockF2 | Dec 30, 2016 | A | 696 | $20.10 | A | 49,596 | I | Bmp |
| Common Stock | holding | — | — | — | 21,154 | D | ||
| Common Stock | holding | — | — | — | 9,114 | I | Restricted Stock Awards |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Allocation of earned shares during the year ended December 31, 2016 in the Company's qualified Employee Stock Ownership Plan. While the allocation is deemed effective as of December 31, 2016, the amount of shares allocated was not fully determined until on or about March 31, 2017.
- F2Allocation of earned shares during the year ended December 31, 2016 in the Company's non-qualified Benefit Maintenance Plan. While the allocation is deemed effective as of December 31, 2016, the amount of shares allocated was not fully determined until on or about March 31, 2017.