SEC Form 4/A · accession 0001127602-17-012736
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph Perry
Director
Period of report
Feb 15, 2017
Accepted (ET)
Mar 23, 2017 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | X | 4,000 | $13.74 | A | 49,052 | D | |
| Common Stock | Feb 15, 2017 | S | 4,000 | $21.6994 | D | 45,052 | D | |
| Common Stock | holding | — | — | — | 0 | I | Restricted Stock Award | |
| Common Stock | holding | — | — | — | 300 | I | Daughter | |
| Common Stock | holding | — | — | — | 0 | D | ||
| Common Stock | holding | — | — | — | 2,761 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.74 | Feb 15, 2017 | X | 4,000 | D | May 1, 2008 | May 1, 2017 | Common Stock | 4,000 | 2,000 | D |
Remarks
The original Form 4 filing erroneously omitted the sale transaction of a same day exercise and sell transaction. A Form 144 was completed indicating the sale transaction at the time of the original filing.