SEC Form 4 · accession 0001127602-16-068740
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Pucella
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | X | 6,615 | $16.73 | A | 25,744 | D | |
| Common Stock | Nov 29, 2016 | S | 6,615 | $18.816 | D | 19,129 | D | |
| Common Stock | Nov 29, 2016 | X | 7,481 | $12.75 | A | 26,610 | D | |
| Common Stock | Nov 29, 2016 | S | 7,481 | $18.816 | D | 19,129 | D | |
| Common Stock | Nov 29, 2016 | X | 6,068 | $15.46 | A | 25,197 | D | |
| Common Stock | Nov 29, 2016 | S | 6,068 | $18.816 | D | 19,129 | D | |
| Common Stock | holding | — | — | — | 0 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 48,900 | I | Bmp | |
| Common Stock | holding | — | — | — | 54,184 | I | Esop | |
| Common Stock | holding | — | — | — | 2,025 | I | Other | |
| Common Stock | holding | — | — | — | 9,114 | I | Restricted Stock Awards |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $16.73 | Nov 29, 2016 | X | 6,615 | D | May 1, 2012 | Jul 31, 2018 | Common Stock | 6,615 | 0 | D |
| Stock Options (Right to Buy) | $12.75 | Nov 29, 2016 | X | 7,481 | D | May 1, 2011 | Apr 30, 2020 | Common Stock | 7,481 | 0 | D |
| Stock Options (Right to Buy)F2 | $15.46 | Nov 29, 2016 | X | 6,068 | D | May 1, 2015 | Apr 29, 2021 | Common Stock | 6,068 | 0 | D |
Explanation of responses
- F1Award vests in equal annual installments (adjusted for rounding) on May 1, 2009, 2010, 2011 and 2012.
- F2Award vests in equal annual installments on May 1, 2012, 2013, 2014 and 2015.