SEC Form 4 · accession 0001127602-16-052081
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence J Mitchell
Officer — Exec. VP -Chief Retail Officer
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 9:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | X | 28,318 | $15.46 | A | 45,364 | D | |
| Common Stock | May 12, 2016 | S | 28,318 | $17.8619 | D | 17,046 | D | |
| Common Stock | holding | — | — | — | 4,282 | I | Benefit Maintenance Plan | |
| Common Stock | holding | — | — | — | 2,084 | I | 401(K) Plan | |
| Common Stock | holding | — | — | — | 4,123 | I | Employee Stock Ownership Plan | |
| Common Stock | holding | — | — | — | 10,927 | I | Restricted Stock Awards |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $15.46 | May 12, 2016 | X | 28,318 | D | May 1, 2015 | Apr 29, 2021 | Common Stock | 28,318 | 0 | D |
Explanation of responses
- F1Award vests in equal annual installments on May 1, 2012, 2013, 2014 and 2015.