SEC Form 4 · accession 0001127602-16-050711
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Bergamo
Director
Period of report
Apr 29, 2016
Accepted (ET)
May 3, 2016 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | A | 2,761 | $18.11 | A | 2,761 | I | Restricted Stock Awards |
| Restricted Stock AwardF1 | May 1, 2016 | J | 3,141 | $18.11 | D | 0 | I | Restricted Stock Award |
| Common StockF1 | May 1, 2016 | J | 3,141 | $18.11 | A | 150,922 | D | |
| Common Stock | May 2, 2016 | X | 4,077 | $12.75 | A | 154,999 | D | |
| Common Stock | May 2, 2016 | S | 4,077 | $18.0236 | D | 150,922 | D | |
| Common Stock | May 2, 2016 | X | 2,444 | $13.86 | A | 153,366 | D | |
| Common Stock | May 2, 2016 | S | 2,444 | $18.0352 | D | 150,922 | D | |
| Common Stock | holding | — | — | — | 1,344 | I | Wife | |
| Restricted Stock Award | holding | — | — | — | 0 | D | ||
| Restricted Stock AwardF2 | holding | — | — | — | 0 | D | ||
| Restricted Stock Award | holding | — | — | — | 0 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $12.75 | May 2, 2016 | X | 4,077 | D | May 1, 2011 | Apr 30, 2020 | Common Stock | 4,077 | 0 | D |
| Stock Options (Right to Buy) | $13.86 | May 2, 2016 | X | 2,444 | D | May 1, 2013 | Apr 30, 2022 | Common Stock | 2,444 | 0 | D |
Explanation of responses
- F1Vesting of stock award shares on May 1, 2016.
- F2Shares vest on or about May 1, 2011.
- F3Awards fully vest on or about May 1, 2011.