SEC Form 4 · accession 0001127602-16-050704
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Harris
Officer — Executive Vice President
Period of report
Apr 29, 2016
Accepted (ET)
May 3, 2016 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | A | 5,453 | $18.11 | A | 16,871 | I | Restricted Stock Awards |
| Common StockF1 | May 1, 2016 | J | 4,679 | $18.11 | D | 12,192 | I | Restricted Stock Awards |
| Common StockF1 | May 1, 2016 | J | 4,679 | $18.11 | A | 15,679 | D | |
| Common Stock | May 2, 2016 | S | 4,679 | $17.93 | D | 11,000 | D | |
| Common Stock | May 2, 2016 | X | 8,166 | $16.73 | A | 19,166 | D | |
| Common Stock | May 2, 2016 | X | 2,297 | $12.75 | A | 21,463 | D | |
| Common Stock | May 2, 2016 | S | 2,297 | $17.93 | D | 19,166 | D | |
| Common Stock | May 2, 2016 | X | 3,671 | $15.46 | A | 22,837 | D | |
| Common Stock | May 2, 2016 | S | 3,671 | $17.93 | D | 19,166 | D | |
| Common Stock | May 2, 2016 | S | 8,166 | $17.93 | D | 11,000 | D | |
| Common Stock | holding | — | — | — | 0 | I | 401(K) | |
| Common Stock | holding | — | — | — | 5,060 | I | Benefit Maintenance Plan | |
| Common Stock | holding | — | — | — | 0 | I | Spouse | |
| Common Stock | holding | — | — | — | 5,896 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $16.73 | May 2, 2016 | X | 8,166 | D | May 1, 2012 | Jul 31, 2018 | Common Stock | 8,166 | 0 | D |
| Stock Options (Right to Buy) | $12.75 | May 2, 2016 | X | 2,297 | D | May 1, 2011 | Apr 30, 2020 | Common Stock | 2,297 | 0 | D |
| Stock Options (Right to Buy)F3 | $15.46 | May 2, 2016 | X | 3,671 | D | May 1, 2015 | Apr 29, 2021 | Common Stock | 3,671 | 0 | D |
Explanation of responses
- F1Vesting of stock award shares on May 1, 2016.
- F2Award vests in equal annual installments (adjusted for rounding) on May 1, 2009, 2010, 2011 and 2012.
- F3Award vests in equal annual installments on May 1, 2012, 2013, 2014 and 2015.