SEC Form 4 · accession 0001127602-15-030980
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy B King
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | X | 1,831 | $16.73 | A | 108,627 | D | |
| Common Stock | Nov 6, 2015 | S | 1,831 | $18.18 | D | 106,796 | D | |
| Common Stock | holding | — | — | — | 0 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 47,800 | I | Bmp | |
| Common Stock | holding | — | — | — | 56,947 | I | Esop | |
| Common Stock | holding | — | — | — | 0 | I | Other | |
| Common Stock | holding | — | — | — | 9,979 | I | Restricted Stock Awards |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $16.73 | Nov 6, 2015 | X | 1,831 | D | May 1, 2012 | Jul 31, 2018 | Common Stock | 1,831 | 0 | D |
Explanation of responses
- F1Award vests in equal annual installments (adjusted for rounding) on May 1, 2009, 2010, 2011 and 2012.