SEC Form 4 · accession 0001127602-15-018951
DIME COMMUNITY BANCSHARES INC · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Mahon
Officer — SR. EXEC. V.P. AND COO · Director
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005409
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | X | 42,472 | $15.10 | A | 171,192 | D | |
| Common StockF1 | May 28, 2015 | S | 42,472 | $16.457 | D | 128,720 | D | |
| Common Stock | May 29, 2015 | X | 6,990 | $15.10 | A | 135,710 | D | |
| Common StockF1 | May 29, 2015 | S | 6,990 | $16.421 | D | 128,720 | D | |
| Common Stock | holding | — | — | — | 144,420 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 131,540 | I | BMP | |
| Common Stock | holding | — | — | — | 60,112 | I | Esop | |
| Common Stock | holding | — | — | — | 18,343 | I | Restricted Stock Awards |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $15.10 | May 28, 2015 | X | 42,472 | D | May 31, 2006 | May 31, 2015 | Common Stock | 42,472 | 6,990 | D |
| Stock Options (Right to Buy) | $15.10 | May 29, 2015 | X | 6,990 | D | May 31, 2006 | May 31, 2015 | Common Stock | 6,990 | 0 | D |
Explanation of responses
- F1Cashless exercise of options expiring on May 31, 2015.