SEC Form 4 · accession 0001437749-16-036322
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Bitler
Officer — Vice President, Technology
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 2,762 | $5.63 | A | 54,874 | I | Held By Trust |
| Common Stock | Aug 1, 2016 | F | 1,855 | $11.69 | D | 53,019 | I | Held in Trust |
| Common Stock | Aug 1, 2016 | M | 17,238 | $5.63 | A | 70,257 | I | Held By Trust |
| Common Stock | Aug 1, 2016 | F | 8,301 | $11.69 | D | 61,956 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (Right to Buy) | $5.63 | Aug 1, 2016 | M | 2,762 | D | Jun 26, 2010 | May 26, 2017 | Common Stock | 2,762 | 62,238 | I |
| Incentive Stock Option (Right to Buy) | $5.63 | Aug 1, 2016 | M | 17,238 | D | Jun 26, 2010 | May 26, 2017 | Common Stock | 17,238 | 45,000 | I |