SEC Form 4 · accession 0001437749-16-033049
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Tobin
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2016 | M | 3,475 | $11.46 | A | 36,309 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | May 28, 2016 | M | 3,475 | D | May 28, 2016 | May 28, 2016 | Common Stock | 3,475 | 0 | D |
| Right to Buy Restricted Stock Unit (RSU)F1,F4 | — | May 26, 2016 | M | 5,222 | A | May 26, 2017 | — | Common Stock | 5,222 | 5,222 | D |
Explanation of responses
- F1The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.
- F2The restricted stock units were granted on May 28, 2015.
- F3The restricted stock units vested on May 28, 2016.
- F4Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.