SEC Form 4 · accession 0001437749-16-033040
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Tonia L Pankopf
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2016 | M | 3,475 | $11.46 | A | 15,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | May 28, 2016 | M | 3,475 | D | May 28, 2016 | May 28, 2016 | Common Stock | 3,475 | 0 | D |
| Right to Buy Restricted Stock Unit (RSU)F1,F4 | — | May 26, 2016 | M | 5,222 | A | May 26, 2017 | — | Common Stock | 5,222 | 5,222 | D |
Explanation of responses
- F1The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.
- F2The restricted stock units were granted on May 28, 2015.
- F3The restricted stock units vested on May 28, 2016.
- F4Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.