SEC Form 4 · accession 0001437749-16-030700
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Frank
Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 10:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 5,000 | $11.00 | A | 40,962 | I | Held in Trust |
| Common Stock | May 3, 2016 | F | 2,827 | $11.00 | D | 38,135 | I | Held In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NonQualified Stock Option (Right to Buy) | $11.00 | May 3, 2016 | X | 5,000 | D | May 21, 2009 | May 21, 2016 | Common Stock | 5,000 | 0 | I |