SEC Form 4 · accession 0001437749-15-018491
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dean Hollis
Director
Period of report
Oct 14, 2015
Accepted (ET)
Oct 16, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 14, 2015 | M | 1,448 | $12.54 | A | 17,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $12.54 | Oct 14, 2015 | M | 1,448 | D | Oct 14, 2015 | Oct 14, 2015 | Common Stock | 1,448 | 0 | D |
Explanation of responses
- F1The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.
- F2The restricted stock units were granted on May 28, 2015.
- F3The restricted stock units vested on October 14, 2015.