SEC Form 4 · accession 0001437749-15-012737
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Tompkins
Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2015 | M | 5,000 | $14.56 | A | 38,386 | I | Held in Trust |
| Common StockF1 | Jun 19, 2015 | M | 2,812 | $14.56 | D | 35,574 | I | Held in Trust |
| Common Stock | Jun 19, 2015 | M | 5,000 | $14.56 | A | 40,574 | I | Held in Trust |
| Common StockF2 | Jun 19, 2015 | M | 2,135 | $14.56 | D | 38,439 | I | Held in Trust |
| Common Stock | Jun 19, 2015 | M | 5,000 | $14.56 | A | 43,439 | I | Held in Trust |
| Common StockF3 | Jun 19, 2015 | M | 1,933 | $14.56 | D | 41,506 | I | Held in Trust |
| Common Stock | Jun 19, 2015 | M | 5,000 | $14.56 | A | 46,506 | I | Held in Trust |
| Common StockF4 | Jun 19, 2015 | M | 1,981 | $14.56 | D | 44,525 | I | Held in Trust |
| Common Stock | Jun 19, 2015 | M | 5,000 | $14.56 | A | 49,525 | I | Held in Trust |
| Common StockF5 | Jun 19, 2015 | M | 2,287 | $14.56 | D | 47,238 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NonQualified Stock Option (Right to Buy) | $14.56 | Jun 19, 2015 | X | 5,000 | A | Jul 22, 2008 | Jul 22, 2015 | Common Stock | 5,000 | 0 | D |
| NonQualified Stock Option (Right to Buy) | $14.56 | Jun 19, 2015 | X | 5,000 | A | May 21, 2009 | May 21, 2016 | Common Stock | 5,000 | 0 | D |
| NonQualified Stock Option (Right to Buy) | $14.56 | Jun 19, 2015 | X | 5,000 | A | May 26, 2010 | May 26, 2017 | Common Stock | 5,000 | 0 | D |
| NonQualified Stock Option (Right to Buy) | $14.56 | Jun 19, 2015 | X | 5,000 | A | May 23, 2011 | May 23, 2018 | Common Stock | 5,000 | 0 | D |
| NonQualified Stock Option (Right to Buy) | $14.56 | Jun 19, 2015 | X | 5,000 | A | May 16, 2012 | May 16, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Mr Tompkins surrendered to the Issuer the right to received an aggregate of 2,812 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
- F2Mr Tompkins surrendered to the Issuer the right to received an aggregate of 2,135 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
- F3Mr Tompkins surrendered to the Issuer the right to received an aggregate of 1,933 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
- F4Mr Tompkins surrendered to the Issuer the right to received an aggregate of 1,981 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.
- F5Mr Tompkins surrendered to the Issuer the right to received an aggregate of 2,287 shares of Common Stock. Mr Tompkins did not sell any shares of Common Stock in connection with the foregoing exercise.