SEC Form 4 · accession 0001437749-15-011428
LIFECORE BIOMEDICAL, INC. \DE\ · LFCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A. Sohn
Director
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2015 | M | 4,219 | $14.29 | A | 7,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | May 29, 2015 | M | 4,219 | D | May 29, 2015 | May 29, 2015 | Common Stock | 4,219 | 0 | D |
| Right to Buy Restricted Stock Unit (RSU)F1,F4 | — | May 28, 2015 | M | 3,475 | A | May 28, 2016 | — | Common Stock | 3,475 | 3,475 | D |
Explanation of responses
- F1The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.
- F2The restricted stock units were granted on May 29, 2014.
- F3The restricted stock units vested on May 29, 2015.
- F4Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.