SEC Form 5 · accession 0001005284-19-000021
UNIVERSAL DISPLAY CORP \PA\ · OLED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney D Rosenblatt
Officer — EVP and CFO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2018 | J | 25 | $73.10 | A | 249,348 | D | |
| Common StockF2 | Sep 4, 2018 | G | 4,009 | $0.00 | D | 245,339 | D | |
| Common StockF1 | Sep 30, 2018 | J | 23 | $73.10 | A | 245,362 | D | |
| Common Stock | Dec 14, 2018 | G | 2,000 | $0.00 | D | 243,362 | D | |
| Common StockF1 | Dec 31, 2018 | J | 24 | $79.53 | A | 243,386 | D | |
| Common StockF3,F4 | holding | — | — | — | 69,938 | I | By Grantor Retained Annuity Trust | |
| Common StockF5 | holding | — | — | — | 50,356 | I | By Family Limited Partnership | |
| Common StockF6 | holding | — | — | — | 23,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Universal Display Corporation Employee Stock Purchase Plan.
- F2These shares were transferred to Mr. Rosenblatt's Grantor Retained Annuity Trust on September 4, 2018.
- F3Includes 4,009 shares transferred from Mr. Rosenblatt on September 4, 2018 to the following GRAT: The Sidney Rosenblatt September 2018 Annuity Trust dated as of September 4, 2018. Mr. Rosenblatt is trustee and beneficiary of such Grantor Retained Annuity Trust.
- F4These shares are held by the following GRATs: The Sidney Rosenblatt June 2016 Annuity Trust dated as of June 20, 2016 (4,649 shares); The Sidney Rosenblatt July 2017 Annuity Trust dated as of July 19, 2017 (39,240 shares); The Sidney Rosenblatt December 2017 Annuity Trust dated as of December 26, 2017 (2,599 shares); The Sidney Rosenblatt September 2018 Annuity Trust dated as of September 4, 2018 (20,049 shares); and The Sidney Rosenblatt December 2018 Annuity Trust dated as of December 26, 2018 (3,401 shares). Mr. Rosenblatt is trustee and beneficiary of each such Grantor Retained Annuity Trust.
- F5These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which Mr. Rosenblatt is the sole general partner and he and his children are the sole limited partners.
- F6These shares are held by Mr. Rosenblatt's spouse and are being reported as beneficially owned by him.