SEC Form 5 · accession 0001005284-18-000022
UNIVERSAL DISPLAY CORP \PA\ · OLED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney D Rosenblatt
Officer — EVP and CFO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 12, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | G | 2,000 | $0.00 | D | 270,431 | D | |
| Common Stock | Dec 21, 2017 | G | 1,500 | $0.00 | D | 268,931 | D | |
| Common StockF1 | Dec 26, 2017 | G | 5,903 | $0.00 | D | 257,028 | D | |
| Common Stock | Dec 31, 2017 | J | 17 | $109.5225 | A | 257,045 | D | |
| Common StockF3 | holding | — | — | — | 72,614 | I | By Grantor Retained Annuity Trust | |
| Common StockF4 | holding | — | — | — | 50,356 | I | By Family Limited Partnership | |
| Common StockF5 | holding | — | — | — | 23,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transfer of 6,000 shares to Mr. Rosenblatt's Grantor Retained Annity Trust on December 26, 2017.
- F2These shares were acquired under the Universal Display Corporation Employee Stock Purchase Plan.
- F3Includes 6,000 shares transferred from Mr. Rosenblatt on December 26, 2017 to the following GRAT: The Sidney Rosenblatt December 2017 Annuity Trust dated as of December 26, 2017. Mr. Rosenblatt is trustee and beneficiary of such Grantor Retained Annity Trust.
- F4These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which he is the sole general partner and he and his children are the sole limited partners.
- F5These shares are held by Mr. Rosenblatt's spouse and are being reported as beneficially owned by him.