SEC Form 4 · accession 0001005284-17-000124
UNIVERSAL DISPLAY CORP \PA\ · OLED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney D Rosenblatt
Officer — EVP and CFO · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 19, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2017 | G | 545 | $0.00 | D | 312,414 | D | |
| Common StockF2 | Sep 18, 2017 | S | 20,000 | $134.967 | D | 292,414 | D | |
| Common StockF3,F4 | Sep 18, 2017 | S | 30,240 | $135.0558 | D | 80,596 | I | By Family Limited Partnership |
| Common Stock | holding | — | — | — | 66,614 | I | By Grantor Retained Annuity Trust | |
| Common StockF5 | holding | — | — | — | 23,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24 shares acquired under the Universal Display Corporation Employee Stock Purchase Plan on June 30, 2017.
- F2These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Rosenblatt.
- F3These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by the Rosenblatt Family Limited Partnership.
- F4These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which Mr. Rosenblatt is the sole general partner and he and his children are the sole limited partners.
- F5These shares are held by Mr. Rosenblatt's spouse and are being reported as beneficially owned by him.