SEC Form 5 · accession 0001005284-17-000021
UNIVERSAL DISPLAY CORP \PA\ · OLED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney D Rosenblatt
Officer — EVP and CFO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | G | 2,500 | $0.00 | D | 417,766 | D | |
| Common Stock | Aug 31, 2016 | G | 900 | $0.00 | D | 416,866 | D | |
| Common StockF2 | Dec 12, 2016 | G | 2,150 | $0.00 | D | 414,753 | D | |
| Common StockF3 | Dec 14, 2016 | G | 18 | $0.00 | D | 414,773 | D | |
| Common Stock | holding | — | — | — | 43,028 | I | By Grantor Retained Annuity Trust | |
| Common StockF4 | holding | — | — | — | 3,250 | I | By Individuals | |
| Common StockF5 | holding | — | — | — | 110,836 | I | By Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 31 shares acquired under the Universal Display Corporation Employee Stock Purchase Plan on June 30, 2016.
- F2Includes 37 shares acquired under the Universal Display Corporation Employee Stock Purchase Plan on September 30, 2016.
- F3Includes 38 shares acquired under the Universal Display Corporation Employee Stock Purchase Plan on December 31, 2016.
- F4These shares are held by Mr. Rosenblatt's children and are being reported as beneficially owned by him.
- F5These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which he is the sole general partner and he and his children are the sole limited partners.