SEC Form 4 · accession 0001005284-15-000118
UNIVERSAL DISPLAY CORP \PA\ · OLED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Keith Hartley
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 14,150 | $10.51 | A | 87,199 | D | |
| Common StockF1 | Dec 10, 2015 | S | 14,150 | $55.81 | D | 73,049 | D | |
| Common Stock | Dec 11, 2015 | M | 10,850 | $10.51 | A | 83,899 | D | |
| Common StockF2 | Dec 11, 2015 | S | 10,850 | $53.34 | D | 73,049 | D | |
| Common StockF3 | holding | — | — | — | 23,528 | I | By Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Employee Stock Option (right to buy) | $10.51 | Dec 10, 2015 | M | 14,150 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 14,150 | 0 | D |
| Non Employee Stock Option (right to buy) | $10.51 | Dec 11, 2015 | M | 10,850 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 10,850 | 0 | D |
Explanation of responses
- F1Represents the weighted average of a range of sale prices per share from $55.50 to $55.91. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares sold at each seperate price.
- F2Represents the weighted average of a range of sale prices per share from $53.11 to $53.45. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares sold at each seperate price.
- F3Mr. Hartley's Defined Benefit Pension Plan.