SEC Form 4 · accession 0001005284-15-000062
UNIVERSAL DISPLAY CORP \PA\ · OLED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney D Rosenblatt
Officer — EVP and CFO · Director
Period of report
Apr 7, 2015
Accepted (ET)
Apr 9, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 7, 2015 | A | 250,000 | $0.00 | A | 476,703 | D | |
| Common Stock | holding | — | — | — | 43,028 | I | By Grantor Retained Annuity Trust | |
| Common StockF3 | holding | — | — | — | 3,250 | I | By Individuals | |
| Common StockF4 | holding | — | — | — | 110,836 | I | By Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are subject to a vesting restriction, with 50,000 shares vesting on each of of the next five anniversaries of the grant date, provided that Mr. Rosenblatt remains an employee of the Company at such time. The shares may not be sold or otherwise disposed of by Mr. Rosenblatt until one year after the applicable vesting date.
- F2Includes 70 shares acquired under the Universal Display Corporation Employee Stock Purchase Plan on March 31, 2015.
- F3These shares are held by Mr. Rosenblatt's children and are being reported as beneficially owned by him.
- F4These shares are held by the Rosenblatt Family Limited Partnership, a limited partnership of which he is the sole general partner and he and his children are the sole limited partners.