SEC Form 4 · accession 0001650036-15-000002
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 9:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StcokF1,F2 | Aug 24, 2015 | A | 8 | $18.89 | A | 4,438 | D | |
| Common Stock | holding | — | — | — | 4,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F3 | $18.95 | holding | — | — | — | May 20, 2014 | May 20, 2023 | Common Stock | 1,184 | 1,184 | D |
| Non-Qualified Stock Options (Right to Buy)F4 | $27.12 | holding | — | — | — | May 19, 2015 | May 19, 2024 | Common Stock | 1,874 | 1,874 | D |
| Non-Qualified Stock Options (Right to Buy)F5 | $24.94 | holding | — | — | — | May 18, 2016 | May 18, 2025 | Common Stock | 8,983 | 8,983 | D |
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 3969.9429 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 283.7410 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/20/2016, 559.5951 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016, and the remaining 3126.6068 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- F3Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- F4Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
- F5Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.