SEC Form 4 · accession 0001582856-15-000006
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Paradowski
Officer — VP - Information Services
Period of report
May 23, 2015
Accepted (ET)
May 27, 2015 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 23, 2015 | F | 80 | $24.25 | D | 7,600 | D | |
| Common Stock | holding | — | — | — | 7,681 | D | ||
| Common StcokF3 | holding | — | — | — | 1,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4 | $28.45 | holding | — | — | — | May 19, 2009 | May 18, 2018 | Common Stock | 305 | 305 | D |
| Non-Qualified Stock Option (Right to Buy)F5 | $19.50 | holding | — | — | — | May 23, 2012 | May 22, 2021 | Common Stock | 1,436 | 1,436 | D |
| Non-Qualified Stock Options (Right to Buy)F6 | $13.43 | holding | — | — | — | May 21, 2013 | May 20, 2022 | Common Stock | 2,165 | 2,165 | D |
| Non-Qualified Stock Options (Right to Buy)F7 | $18.95 | holding | — | — | — | May 20, 2014 | May 19, 2023 | Common Stock | 1,980 | 1,980 | D |
| Non-Qualified Stock Options (Right to Buy)F8 | $27.12 | holding | — | — | — | May 19, 2015 | May 19, 2024 | Common Stock | 3,190 | 3,190 | D |
| Non-Qualified Stock Options (Right to Buy)F9 | $24.94 | holding | — | — | — | May 18, 2016 | May 17, 2025 | Common Stock | 4,118 | 4,118 | D |
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting 192.4586 restricted stock units on 5/23/2015.
- F2Includes 3,126.4744 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 272.062 shares become fully vested on 5/21/2016; 473.5894 shares become fully vested and non-forfeitable 50% for two years on 5/20/2016, 950.823 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016, and the remaining 1,430 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- F3Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- F4All exercisable, subject to IRS limitations.
- F5Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- F6Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- F7Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- F8Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
- F9Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.