SEC Form 4/A · accession 0001527862-15-000007
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory P Rustowicz
Officer — VP - Finance and CFO
Period of report
May 20, 2015
Accepted (ET)
Jun 18, 2015 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 20, 2015 | F | 438 | $24.67 | D | 30,719 | D | |
| Common StockF4,F5 | May 21, 2015 | F | 554 | $24.88 | D | 30,164 | D | |
| Common StockF6,F7,F8 | May 21, 2015 | F | 2,294 | $24.88 | D | 27,870 | D | |
| Common StockF1 | holding | — | — | — | 31,157 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Incorrectly reported as 27,421.6239 units on Form 4 filed 5/22/2015.
- F2Represents shares withheld to satisfy tax withholding obligation upon vesting 1,216.2177 restricted stock units on 5/20/2015 (incorrectly reported as 2,431.4278 on Form 4 filed 5/22/2015).
- F3Incorrectly reported as 26,983.4062 units on Form 4 filed 5/22/2015.
- F4Represents shares withheld to satisfy tax withholding obligation upon vesting 1,500.3714 restricted stock units on 5/21/2015.
- F5Incorrectly reported as 26,429.0348 units on Form 4 filed 5/22/2015.
- F6Represents shares withheld to satisfy tax withholding obligation upon vesting 6,222 restricted stock units on 5/21/2015.
- F7Includes 17,706.3659 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 4,030.5474 units become fully vested and non-forfeitable 50% per year for two years beginning 10/24/2015, 1,500.3714 units become fully vested and non-forfeitable on 5/21/2016; 2,431.4278 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/20/2016; 2,779.0193 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016 (incorrectly reported as 3,704.6882 shares on Form 4 filed 5/22/2015), 2,896 shares which become fully vested and non-forfeiture on 5/20/2016, and the remaining 4,069 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- F8Incorrectly reported as 24,135.0348 units on Form 4 filed 5/22/2015.