SEC Form 4/A · accession 0001464160-15-000009
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gene P Buer
Officer — VP Global Svs/Vertical Markets
Period of report
May 18, 2015
Accepted (ET)
Jun 18, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 18, 2015 | A | 3,627 | $24.94 | A | 36,871 | D | |
| Common StockF4,F5,F6 | May 19, 2015 | F | 272 | $24.80 | D | 36,599 | D | |
| Common StockF1 | holding | — | — | — | 33,244 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Incorrectly reported as 35,030.2491 shares on Form 4 filed 5/20/2015.
- F2Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part, become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- F3Incorrectly reported as 38,657.2491 shares on Form 4 filed 5/20/2015.
- F4Represents shares withheld to satisfy tax withholding obligation upon vesting of 826.0589 restricted stock units on 5/19/2015.
- F5Includes 21,553.1902 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 862.5371 shares become fully vested and non-forfeitable on 5/23/2015; 2,800.2229 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015; 3,331.2474 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/20/2015; 5,808 shares become fully vested and non-forfeitable on 5/21/2015; 2,479.1828 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016 (incorrectly reported as 5/18/2016 on Form 4 filed 5/20/2015); 2,645 shares become fully vested and non-forfeitable on 5/20/2016; and the remaining 3,627 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016 (incorrectly reported as 5/19/2016 on Form 4 filed 5/20/2015), if reporting person remains an employee of issuer.
- F6Incorrectly reported as 38,385.1902 shares on Form 4 filed on 5/20/2015.