SEC Form 4 · accession 0001005229-19-000048

COLUMBUS MCKINNON CORP · CMCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Gen'l Counsel & Secretary

Period of report

Feb 22, 2019

Accepted (ET)

Feb 26, 2019 · 10:50 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001005229

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 22, 2019	M	59	$18.63	A	15,770	D
Common Stock	Feb 22, 2019	S	46	$37.80	D	15,724	D
Common Stock	Feb 25, 2019	M	3,217	$18.63	A	18,941	D
Common Stock	Feb 25, 2019	S	2,594	$37.90	D	16,347	D
Common Stock	Feb 25, 2019	M	3,230	$19.50	A	19,577	D
Common Stock^F1	Feb 25, 2019	S	2,528	$37.90	D	17,049	D
Common Stock	holding	—	—		—	15,711	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)^F2	$18.63	Feb 22, 2019	M	59	D	Jan 24, 2014	Jan 23, 2021	Common Stock	59	3,217	D
Non-Qualified Stock Options (Right to Buy)	$18.63	Feb 25, 2019	M	3,217	D	Jan 24, 2014	Jan 23, 2021	Common Stock	3,217	0	D
Non-Qualified Stock Options (Right to Buy)	$19.50	Feb 25, 2019	M	3,230	D	May 23, 2012	May 22, 2021	Common Stock	3,230	0	D

F1Includes 11,739.5695 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 499.5600 shares become fully vested and non-forfeitable on 5/18/2019; 2,948.4890 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,783.6016 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,818.4444 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,689.4745 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2019, if reporting person remains an employee of issuer.
F2All exercisable, subject to IRS limitations.