SEC Form 4 · accession 0001005229-18-000401
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 10:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 19, 2018 | A | 12 | $0.00 | A | 15,291 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 8,270.0866 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 799.0140 shares become fully vested and non-forfeitable 5/18/2019; 2,581.1566 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,280.9864 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; and the remaining 2,608.9296 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.