SEC Form 4 · accession 0001005229-18-000381
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2018 | D | 909 | $35.80 | D | 15,674 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 2,677.0219 shares of restricted stock on 11/15/2018.
- F2Includes 11,702.7921 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 498.1826 shares become fully vested and non-forfeitable on 5/18/2019; 2,940.2808 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,775.7978 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,810.5052 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,678.0257 shares become fully vested and non-forfeitable on 11/15/2019, if reporting person remains an employee of issuer.