SEC Form 4 · accession 0001005229-18-000370
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M McCormick
Officer — VP-CraneSolutions
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 30, 2018 | F | 8,787 | $40.67 | D | 68,385 | D | |
| Common StockF1 | holding | — | — | — | 77,172 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Previously reported as 76,724.1066. Due to prior dividend reinvestments, the amount of restricted stock units was under by 448.3153 shares for a total of 41,839.4219 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 26,488.0568 shares become fully vested and non-forfeitable on 9/30/2018; 3,345.5574 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 3,638.0153 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 3,017.7638 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019; and the remaining 5,350.0286 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/13/2018, if reporting person remains an employee of issuer.
- F2Represents shares withheld to satisfy tax withholding obligation upon vesting of 26,488.0568 shares of restricted stock on 9/30/2018.
- F3Includes 15,351.3651 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 3,345.5574 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 3,638.0153 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 3,017.7638 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019;and the remaining 5,350.0286 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/13/2018, if reporting person remains an employee of issuer.