SEC Form 4 · accession 0001005229-18-000364
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heath A Mitts
Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Aug 20, 2018 | A | 0 | A | — | — | Common Stock | 379 | 380 | D |
| Restricted Stock UnitsF1,F2,F4 | — | Aug 20, 2018 | A | 1 | A | — | — | Common Stock | 754 | 755 | D |
| Common StockF1,F2,F5 | — | Aug 20, 2018 | A | 2 | A | — | — | Common Stock | 1,500 | 1,502 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F2Represents additional restricted stock units attributable to dividend reinvestment.
- F3Subject to forfeiture, units become fully vested and non-forfeitable on July 18, 2019, if reporting person remains a director of issuer.
- F4Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2019 and 50% on July 24, 2020, if reporting person remains a director of issuer.
- F5Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 23, 2019, 25% on July 23, 2020 and 25% on July 23, 2021 if reporting person remains a director of issuer.