SEC Form 4 · accession 0001005229-18-000310
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Rabinowitz
Other
Period of report
Jul 24, 2018
Accepted (ET)
Jul 26, 2018 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 24, 2018 | M | 383 | $0.00 | A | 45,214 | D | |
| Common StockF2 | Jul 24, 2018 | M | 379 | $0.00 | A | 45,593 | D | |
| Common StockF3 | Jul 24, 2018 | M | 752 | $0.00 | A | 46,345 | D | |
| Common StockF4 | Jul 24, 2018 | M | 1,500 | $0.00 | A | 47,845 | D | |
| Common Stock | holding | — | — | — | 44,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F1 | — | Jul 24, 2018 | M | 383 | D | — | — | Common Stock | 383 | 0 | D |
| Restricted Stock UnitsF5,F2 | — | Jul 24, 2018 | M | 379 | D | — | — | Common Stock | 379 | 0 | D |
| Restricted Stock UnitsF5,F3 | — | Jul 24, 2018 | M | 754 | D | — | — | Common Stock | 754 | 0 | D |
| Common StockF5,F4 | — | Jul 24, 2018 | M | 1,500 | D | — | — | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1383.1428 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 23, 2018, of which 383 shares were issued as common stock and .1428 was issued in cash of $5.98.
- F2379.4785 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 23, 2018, of which 379 shares were issued as common stock and .4785 was issued in cash of $20.03.
- F3753.6298 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 23, 2018, of which 752 shares were issued as common stock and 1.6298 was issued in cash of $34.12.
- F41,500 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 23, 2018.
- F5Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.